After years of violating the basic principles of human rights in the name of counterterrorism, western democracies have begun to implement extraterritorial safeguards that extend protections under the Convention against Torture to foreigners abroad. The case of the UK and the development of the ‘Principles’ in 2019, however, presents a particular puzzle to policymaking research, as it challenges traditional hypotheses regarding the opening of problem windows within the multiple streams framework. Accordingly, the UK presents an interesting case in which a powerful state willingly engaged in self-restraint, despite little electoral pressure to do so and a persistently high terrorist threat. Drawing on theory-building process-tracing, this article addresses this gap using data from semi-structured interviews with British policy experts to present a refined hypothesis, which can also be applied to policy fields of little public interest and processes of foreign policymaking.
Abbott, K.W., Keohane, R.O., Moravcsik, A., Slaughter, A.M. and Snidal, D. (2000) The concept of legalization, International Organization, 54(3): 401–19. doi: 10.1162/002081800551271
Ackrill, R. and Kay, A. (2011) Multiple streams in EU policy-making: the case of the 2005 sugar reform, Journal of European Public Policy, 18(1): 72–89. doi: 10.1080/13501763.2011.520879
APPG (All-Party Parliamentary Group) on Extraordinary Rendition (2019) Letter to the Prime Minister 28 June 2019, https://www.extraordinaryrendition.org/documents/appg-letters/send/21-other-correspondence/391-letter-to-the-prime-minister-28-june-2019.html.
Amnesty International (2014) Global survey: attitudes to torture, https://globescan.com/wp-content/uploads/2017/07/Amnesty-GlobeScan-Global-Survey-Attitudes-to-Torture-2014.pdf.
Beach, D. and Pedersen, R.B. (2019) Process-tracing Methods: Foundations and Guidelines, Ann Arbor, MI: University of Michigan Press.
Béland, D. (2016) Kingdon reconsidered: ideas, interests and institutions in comparative policy analysis, Journal of Comparative Policy Analysis: Research and Practice, 18(3): 228–42.
Blakeley, R. and Raphael, S. (2020) Accountability, denial and the future-proofing of British torture, International Affairs, 96(3): 691–709. doi: 10.1093/ia/iiaa017
Boscarino, J.E. (2009) Surfing for problems: advocacy group strategy in US forestry policy, Policy Studies Journal, 37(3): 415–34. doi: 10.1111/j.1541-0072.2009.00321.x
Brunner, S. (2008) Understanding policy change: multiple streams and emissions trading in Germany, Global Environmental Change, 18(3): 501–507. doi: 10.1016/j.gloenvcha.2008.05.003
Cairney, P. and Zahariadis, N. (2016) Multiple streams approach: a flexible metaphor presents an opportunity to operationalize agenda setting processes, in N. Zahariadis and M. Buckman (eds) Handbook of Public Policy Agenda Setting, Cheltenham: Edward Elgar Publishing, pp 87–104.
Capoccia, G. and Kelemen, R.D. (2007) The study of critical junctures: theory, narrative, and counterfactuals in historical institutionalism, World Politics, 59(3): 341–69. doi: 10.1017/S0043887100020852
Clarke, K. (2012) Detainee inquiry, https://www.parallelparliament.co.uk/debate/Commons/2012-01-18/debates/12011848000003/DetaineeInquiry.
Cobain, I. (2018) Alarm as government rewrites UK ‘torture guidance’ in secret, https://www.theguardian.com/law/2018/apr/01/alarm-as-government-rewrites-uk-torture-guidance-in-secret.
Copeland, P. and James, S. (2014) Policy windows, ambiguity and commission entrepreneurship: explaining the relaunch of the European Union’s economic reform agenda, Journal of European Public Policy, 21(1): 1–19. doi: 10.1080/13501763.2013.800789
Equality and Human Rights Commission (2019) Torture in the UK: updated report, https://www.equalityhumanrights.com/sites/default/files/convention-against-torture-in-the-uk-executive-summary-may-2019.pdf.
European Parliament (2006) Alleged secret detentions and unlawful Inter-state transfers of detainees involving Council of Europe member states, https://assembly.coe.int/CommitteeDocs/2006/20060606_Ejdoc162006PartII-FINAL.pdf.
Fariss, C.J. (2014) Respect for human rights has improved over time: modeling the changing standard of accountability, American Political Science Review, 108(2): 297–318. doi: 10.1017/S0003055414000070
Farley, J., Baker, D., Batker, D., Koliba, C., Matteson, R., Mills, R. and Pittman, J. (2007) Opening the policy window for ecological economics: Katrina as a focusing event, Ecological Economics, 63(2–3): 344–54. doi: 10.1016/j.ecolecon.2006.07.029
Geddes, B. (2003) Paradigms and Sand Castles: Theory Building and Research Design in Comparative Politics, Ann Arbor, MI: University of Michigan Press.
Gerring, J. (2004) What is a case study and what is it good for?, The American Political Science Review, 98(2): 341–54. doi: 10.1017/S0003055404001182
Goyal, N., Howlett, M. and Chindarkar, N. (2020), Who coupled which stream(s)? Policy entrepreneurship and innovation in the Energy–water nexus in Gujarat, India, Public Administration and Development, 40(1): 49–64. doi: 10.1002/pad.1855
Herweg, N., Huß, C. and Zohlnhöfer, R. (2015) Straightening the three streams: theorising extensions of the multiple streams framework, European Journal of Political Research, 54(3): 435–49. doi: 10.1111/1475-6765.12089
Herweg, N., Zahariadis, N. and Zohlnhöfer, R. (2018) The Multiple Streams Framework: foundations, refinements, and empirical applications, in C. Weible P. and Sabatier P. (eds) Theories of the Policy Process, Oxford: Routledge, pp 17–53.
HM Government (2010a) Consolidated Guidance to intelligence officers and service personnel on the detention and interviewing of detainees overseas, and on the passing and receipt of intelligence relating to detainees, https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/62632/Consolidated_Guidance_November_2011.pdf.
HM Government (2010b) Note of additional information from the Secretary of State for Foreign and Commonwealth Affairs, the Home Secretary, and Defence Secretary, https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/62633/additional-information-fcohods_0.pdf.
HM Government (2018) IPCO consultation on the consolidated guidance: HM government response, https://www.ipco.org.uk/docs/HMG.pdf.
HM Government (2019) The Principles relating to the detention and interviewing of detainees overseas and the passing and receipt of intelligence relating to detainees, https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/818306/20190718_The_Principles_relating_to_the_detention_and_interviewing_of_detainees_overseas.pdf.
IPCO (Investigatory Powers Commissioner’s Office) (2018a) Consultation on the consolidated guidance, https://ipco-wpmedia-prod-s3.s3.eu-west-2.amazonaws.com/IPCO-Consultation-on-the-Consolidated-Guidance1.pdf.
IPCO (Investigatory Powers Commissioner’s Office) (2018b) Summary chatham house discussion, https://ipco-wpmedia-prod-s3.s3.eu-west-2.amazonaws.com/IPCO-Statement-on-the-Chatham-House-discussions-12-Dec-2018.pdf.
IPCO (Investigatory Powers Commissioner’s Office) (2021a) Consultations, https://www.ipco.org.uk/publications/consultations/consultations-documents/page/2/.
IPCO (Investigatory Powers Commissioner’s Office) (2021b) Who we are, https://www.ipco.org.uk/who-we-are/.
ISC (Intelligence and Security Committee of Parliament) (2018a) Detainee mistreatment and rendition: 2001–2010, https://fas.org/irp/world/uk/isc-detainee.pdf.
ISC (Intelligence and Security Committee of Parliament) (2018b) Detainee mistreatment and rendition: current issues, https://fas.org/irp/world/uk/isc-detainee2.pdf.
Jones, M.D. (2003) Bounded rationality and political science: lessons from public administration and public policy, Journal of Public Administration Research and Theory, 13(4): 395–412. doi: 10.1093/jopart/mug028
Kingdon, J.W. (1984) Agendas, Alternatives, and Public Policies, Boston, MA: Little, Brown.
Knaggard, A. (2015) The mulitple streams framework and the problem broker, European Journal of Political Research, 54(3): 450–65. doi: 10.1111/1475-6765.12097
Liberty (2018) Liberty’s response to the investigatory powers commissioner’s consultation on consolidated guidance, https://www.ipco.org.uk/docs/Liberty.pdf.
May, T. (2016) Keynote speech at Tory conference in full, https://www.independent.co.uk/news/uk/politics/theresa-may-speech-tory-conference-2016-full-transcript-a7346171.html.
May, T. (2019) Review of consolidate guidance: statement made on 18 July 2019, https://questions-statements.parliament.uk/written-statements/detail/2019-07-18/HCWS1738.
Miller, T., Birch, M., Mauthner, M. and Jessop, J. (eds) (2012) Ethics in Qualitative Research, London: Sage.
Rohlfing, I. (2014) Comparative hypothesis testing via process tracing, Sociological Methods and Research, 43(4): 606–42. doi: 10.1177/0049124113503142
Siggelkow, N. (2007) Persuasion with case studies, The Academy of Management Journal, 50(1): 20–24.
Sikkink, K. (2013) The United States and torture: does the spiral model work?, Cambridge Studies in International Relations, 126(1): 145–63.
Travis, R. and Zahariadis, N. (2002) A multiple streams model of U.S. foreign aid policy, Policy Studies Journal, 30(4): 495–514. doi: 10.1111/j.1541-0072.2002.tb02160.x
UK Parliament (2019) Review of Consolidated Guidance: statement made on 18 July 2019, https://questions-statements.parliament.uk/written-statements/detail/2019-07-18/HCWS1738.
Van der Heijden, J., Kuhlmann, J., Lindquist, E., Wellstead, A. (2019) Have policy process scholars embraced causal mechanisms? A review of five popular frameworks, Public Policy and Administration, 36(2): 163–86. doi: 10.1177/0952076718814894
Zahariadis, N. (2003) Ambiguity and Choice in Public Policy: Political Decision Making in Modern Democracies, Washington, DC: Georgetown University Press.
Zahariadis, N. (2016) Delphic oracles: ambiguity, institutions, and multiple streams, Policy Sciences, 49: 3–12. doi: 10.1007/s11077-016-9243-3
Zhu, X. (2008) Strategy of chinese policy entrepreneurs in the third sector: challenges of technical infeasibility, Policy Sciences, 41(4): 315–34. doi: 10.1007/s11077-008-9070-2
Zohlnhöfer, R. (2016) Putting together the pieces of the puzzle: explaining German labor market reforms with a modified Multiple‐streams approach, Policy Studies Journal, 44(1): 83–107.
Zohlnhöfer, R., Herweg, N. and Huß, C. (2016) Bringing formal political institutions into the multiple streams framework: an analytical proposal for comparative policy analysis, Journal of Comparative Policy Analysis: Research and Practice, 18(3): 243–56.
May 2022 onwards | Past Year | Past 30 Days | |
---|---|---|---|
Abstract Views | 1 | 1 | 1 |
Full Text Views | 24 | 24 | 24 |
PDF Downloads | 21 | 21 | 21 |